Investing Answers Building and Protecting Your Wealth through Education Publisher of The Next Banks That Could Fail
Investing Answers Building and Protecting Your Wealth through Education Publisher of The Next Banks That Could Fail

Holder of Record

What it is:

A holder of record is the registered owner of a stock, bond or other security.

How it works (Example):

Let's say John Doe buys 100 shares of Company XYZ. His brokerage firm executes the trade and makes him the holder of record.

Why it Matters:

Being a holder of record gives the shareholder the rights and responsibilities that come with ownership: the right to vote, the right to sell the security, and the right to receive dividends, interest payments or other distributions. Dividends in particular, are only paid to holders of record.